MockQuestions MockQuestions
Answer Review
Interview Coach 1:1
Interviews Questions by Career
Interviews Questions by Company
Interviews Questions by Topic
Get Started
Interview Coach 1:1
Gain the confidence you need by asking our professionals any interview scenario, question, or answer you are unsure about.
Let Us Review Your Answers
Our interviewing professionals will gladly review and revise any answer you send us. Allowing you to craft perfect responses for your next job interview.
Interview Questions by Topic
Interview Questions by Career
Interview Questions by Company

Stock Broker

31 Interview Questions & Answers

Have an upcoming Stock Broker interview? Browse questions below or request one-on-one coaching with an interview expert.
1.
1.
Why are you the best candidate for us?
2.
2.
What are your short-term career goals?
3.
3.
Have you worked in sales before?
4.
4.
How do you conduct research on companies and markets?
5.
5.
What qualities do you feel are essential to being a successful stock broker?
A great interview is more than 5 questions
Sign up to access our library of 50,000+ Q&As,
plus coaches for one-on-one support, so you can interview more confidently.
6.
6.
What do you know about our firm?
7.
7.
Take me through a recent portfolio you have won over.
8.
8.
Tell me something about yourself that I wouldn't know from reading your resume.
9.
9.
What are your current responsibilities as a stock broker?
10.
10.
Give me an example of a time you successfully handled a high pressure situation.
11.
11.
Where do you predict interest rates going in the next 6 months?
12.
12.
How do you manage working in a constantly stressful environment?
13.
13.
Why do you want to work for our Broker Firm?
14.
14.
Bring your resume to life for me.
15.
15.
Are you comfortable cold calling? Tell me about any cold calling experience that you have.
16.
16.
What is your proudest career accomplishment to date?
17.
17.
Would you buy stock in the market right now?
18.
18.
Tell me where the DOW closed at yesterday.
19.
19.
Discuss any experience you have had abroad.
20.
20.
Our industry has a very high turn over rate. Why do you feel you will be one to make it long-term in this industry?
21.
21.
What is the most recent business article you have read? What were your thoughts on the story?
22.
22.
Does money drive you to succeed? What other factors motivate you?
23.
23.
Why do you want to work for our firm in particular? What was it about the job posting that attracted you?
24.
24.
Would you consider yourself a calculated risk-taker?
25.
25.
What is your favorite financial market information resource?
26.
26.
If given this opportunity, how would you build trust with our clients?
27.
27.
What is the largest portfolio you have managed?
28.
28.
How would you market yourself? Why is that an important part of being a stock broker?
29.
29.
What do you enjoy about sales?
30.
30.
Are you comfortable generating leads? Tell me about your experience doing so.
31.
31.
How would you describe your sales technique?
More Interview Q&As
Explore expert tips and resources to be more confident in your next interview.
Behavioral
Common
Phone
Tough
Leadership
All Interview Topics
All Career Q&As
About Our Approach to Q&As
Our interview questions are created by writers, most of whom have a long history of recruiting and interviewing candidates. They do not necessarily have experience interviewing or working with the companies, careers or schools they may write for on MockQuestions.com. We strive to match our experts' background and expertise with the appropriate question sets found on our website.