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Sumitomo Mitsui Banking Corp. Mock Interview

Question 3 of 28 for our Sumitomo Mitsui Banking Corp. Mock Interview

Sumitomo Mitsui Banking Corp. was written by on October 9th, 2020. Learn more here.

Question 3 of 28

Our auditing process here at Sumitomo Mitsui Banking. is very detailed. Can you walk me through your typical audit workflow in your current role?

"To aid in auditing processes, I created a very detailed audit planning document that my department has been using for the past four years and it has had a dramatic impact on our audit results. The planning document provides a step by step approach to outlining our objectives, clearly outlining documentation needed in identifying the stakeholders and setting a plan for meetings to take place. In this role with Sumitomo Mitsui Banking., I would look to use a similar approach. With the plan in place, I work side by side with the stakeholders in explaining the audit and what is needed from each person. I do communicate in many methods, including email, phone and in-person meetings when possible. My goal is ensuring that each individual understands the process and the end goal as clearly as they can."

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How to Answer: Our auditing process here at Sumitomo Mitsui Banking. is very detailed. Can you walk me through your typical audit workflow in your current role?

Advice and answer examples written specifically for a Sumitomo Mitsui Banking Corp. job interview.

  • 3. Our auditing process here at Sumitomo Mitsui Banking. is very detailed. Can you walk me through your typical audit workflow in your current role?

      How to Answer

      For this question, your interviewer will be looking to gain insight into a couple different areas that you would bring to their team. First, they'll be looking to see that you have a firm grasp of what a solid auditing process looks like. Next, they'll be looking to see that you have the ability to communicate in a manner that is effective with the people that you'll be working closely with. Last, they'll be looking to hear that you have the critical thinking skills that are necessary to succeed in an auditing role in the financial field. As you answer this question, try to check off all three boxes for your interviewer.

      Written by Ryan Brunner on October 9th, 2020

      1st Answer Example

      "To aid in auditing processes, I created a very detailed audit planning document that my department has been using for the past four years and it has had a dramatic impact on our audit results. The planning document provides a step by step approach to outlining our objectives, clearly outlining documentation needed in identifying the stakeholders and setting a plan for meetings to take place. In this role with Sumitomo Mitsui Banking., I would look to use a similar approach. With the plan in place, I work side by side with the stakeholders in explaining the audit and what is needed from each person. I do communicate in many methods, including email, phone and in-person meetings when possible. My goal is ensuring that each individual understands the process and the end goal as clearly as they can."

      Written by Ryan Brunner on October 9th, 2020

      2nd Answer Example

      "As a firm believer in a solid auditing software package, I currently utilize Onspring in my current role and couldn't be happier with its performance. This program details our ability to gather all financial documents in one central repository, walk through the steps necessary and planned for in our auditing process schedule necessary meetings, coordinate notes from my audit team and process final reports. If hired for this position at Sumitomo Mitsui Banking., do you have a software package that I would be working off of?"