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Neuberger Berman

30 Interview Questions & Answers

Interview Q&As
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Preparing for an interview with Neuberger Berman? Browse questions below or request one-on-one coaching with an interview expert.
1.
1.
Neuberger Berman is client-centric. How do you continually strengthen relationships with your exciting client base?
2.
2.
Wealth management is an all encompassing term. How would you explain what we do at Neuberger Berman to someone unfamiliar with our company?
3.
3.
As a wealth management professional, have you ever been asked to act unethically? If so, what did you do?
4.
4.
In an initial client meeting, how do you first assess a client's financial position?
5.
5.
How do you stay current on developments and trends in wealth management?
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6.
6.
Walk me through your education and how it relates to a career in wealth management.
7.
7.
How would you explain mutual funds to someone unfamiliar with the concept?
8.
8.
This role with Neuberger Berman is very independent. How do you prospect for new customers?
9.
9.
Tell me about the systems and tools that you lean on to do your job.
10.
10.
Do you prefer to work independently, or with partners?
11.
11.
Do you have your Certified Financial Planner (CFP) designation? If not, is this something you would like to achieve?
12.
12.
As a Financial Advisor, your compensation is tied directly to your productivity. How do you feel about working in a highly commissioned role?
13.
13.
Analytical skills are critical to success as a Financial Advisor. In which ways are you analytically minded?
14.
14.
How do you show potential clients that you are a trusted source for information on wealth management and other financial topics?
15.
15.
Which factors do you believe most impact the growth of the wealth management industry?
16.
16.
Financial Advisors with Neuberger Berman who are active in their community see more success. Tell me about an organization or group outside of work with which you are involved.
17.
17.
Many Neuberger Berman employees work as though they are independent business owners. Talk to me about what makes your entrepreneurial by nature.
18.
18.
When you suffer a setback in your portfolio, how does that emotionally affect you?
19.
19.
How would you build a relationship with a client with an intimidating nature?
20.
20.
Why do you want to work in wealth management, and where would you like your career to take you?
21.
21.
Do you have experience preparing and delivering presentations?
22.
22.
How will your skills complement Neuberger Berman, if hired?
23.
23.
What skills did you learn in your current role that will help you succeed at Neuberger Berman?
24.
24.
How do you deal with client rejection or objections?
25.
25.
Name for me what you believe to be the biggest challenge facing the wealth management industry today.
26.
26.
Would you cold call for a year if it meant you had a steady client list afterward?
27.
27.
Have you ever broken a non-disclosure, privacy, or confidentiality agreement?
28.
28.
Do you have a personal or professional mission statement?
29.
29.
Do you have any questions about this job, or working for Neuberger Berman?
30.
30.
What are your pay expectations for this role?
More Interview Q&As
Explore expert tips and resources to be more confident in your next interview.
Behavioral
Common
Phone
Tough
Leadership
All Interview Topics
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