Audit Manager Mock Interview

Master 23 Audit Manager interview questions covering risk assessment, team leadership, and regulatory compliance.

Question 3 of 23

Imagine a staff auditor is making mistakes during audit fieldwork. How would you handle the situation?

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Brian Schuchart is a CPA and Senior Finance Business Partner. His professional experience includes senior management roles with NBC Sports, Virtual Health, and the Children's Hospital of Philadephia.

Part of an Audit Manager's responsibility is making sure staff auditors are working efficiently and effectively. Describe the steps you would take to ensure that the mistakes being made by the staff auditor are corrected.

Brian Schuchart

Brian Schuchart is a CPA and Senior Finance Business Partner. His professional experience includes senior management roles with NBC Sports, Virtual Health, and the Children's Hospital of Philadephia.

"As Audit Manager, it is my responsibility to make sure that all staff are performing their duties effectively. If a staff auditor is making mistakes, my first course of action would be to sit with them and discuss the situation. It could be as simple as they misunderstood the assignment. I feel a responsibility to share my knowledge with others. If the problem persists, I would discuss the issue with the Audit Partner and in extreme cases, discuss reassignment to other duties."

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