Staff Auditor Mock Interview
Practice 25 Staff Auditor interview questions covering risk assessment, compliance testing, and audit methodology.
Question 22 of 25
What are some of the ways that you can show professionalism when on an audit engagement?
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Ryan Brown created and launched MockQuestions in 2008.
In public accounting (as well as many other service-based professions), showing professionalism while interacting with clients is essential. Since professional behavior may not be obvious to someone who is new to the workforce, the interviewer is gauging how much awareness the candidate has.
Ryan Brown created and launched MockQuestions in 2008.
"It is extremely important to display professionalism when we are out in the field conducting audits at the client's place of business. First and foremost, I know that I must look the part by adhering to the appropriate dress code. On some engagements, a suit is appropriate. At others, business casual attire. Secondly, I know I must act professionally. This means speaking respectfully to all personnel, whether it is the client's CFO or a security officer. I shouldn't take personal phone calls or play music loudly. As a general rule, I shouldn't do or say anything that would harm the firm's reputation."
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I believe it is important to first comply with auditing standards and regulations, this includes the requirements of impartiality, integrity, confidentiality, independence, skill, discretion, and prudence. Secondly having professional knowledge and skills this includes knowledge and skills in finance, tax, audit, risk management, etc.
Most importantly Maintain objectivity and independence Avoid any situation that may affect the outcome of the audit or violate audit standards. Finally, I believe there is a need to provide clear and accurate reports that reflect the findings and conclusions of the audit.
Marcie's Feedback
Awesome! This is a strong answer that shows the many ways you would convey professionalism while on an audit engagement. Excellent.
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