Senior Auditor Mock Interview

Master 25 Senior Auditor interview questions covering risk assessment, compliance standards, and audit methodology.

Question 17 of 25

How do you keep up with the latest developments in auditing standards?

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Brian Schuchart is a CPA and Senior Finance Business Partner. His professional experience includes senior management roles with NBC Sports, Virtual Health, and the Children's Hospital of Philadephia.

This question is to see if you take the initiative to stay current on the latest accounting developments. If you are a CPA, talk about how you use mandatory continuing education requirements to stay up to date on the latest trends and regulations.

Brian Schuchart

Brian Schuchart is a CPA and Senior Finance Business Partner. His professional experience includes senior management roles with NBC Sports, Virtual Health, and the Children's Hospital of Philadephia.

"I stay up to date in various ways. First, I subscribe to e-newsletters from the American Institute of Certified Public Accountants for auditing standards updates and the Financial Accounting Standards Board for updates to generally accepted accounting principles. Additionally, since I am a CPA, I stay up to date with new standards with continuing education courses. I try to select courses that align nicely with the roles and responsibilities of my current position."

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I am an avid reader of the latest developments in our profession as that keeps me abreast of the changing financial reporting and auditing environment. I have subscribed to the Journal of Accountancy and to accountingweb.com. These platforms provide regular updates to the developments in our profession. Recently I read about the impact of data visualization and data analytics on the role of an auditor.

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Excellent! You can expand your answer by talking about a hot topic or recent article that would be of interest to the interviewer.

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25Senior Auditor Interview Questions & Answers

Behavioral

1.Why do you want to be a Senior Auditor?

Behavioral

2.What qualities or skills do you believe a good auditor should possess?

Behavioral

3.As a Senior Auditor, what are some steps you can take to guide new staff when out on client engagements?

Technical

4.Why do companies require audits?

Technical

5.What are the differences between an audit, a review and a compilation?

Technical

6.How do you feel your experience as a Staff Auditor has prepared you for the Senior Auditor role?

Technical

7.As external auditors, how can we rely on the work of internal auditors?

Behavioral

8.How would you deliver excellent customer service to clients in your role as Senior Auditor?

Technical

9.Explain how the Sarbanes-Oxley Act changed the auditing profession.

Behavioral

10.What would you do if during an audit you found an accounting practice that was suspicious?

Behavioral

11.Are you open to travel with this position?

Behavioral

12.Why do you want to work at ABC Public Accountants?

Behavioral

13.What is your experience with interacting with senior executives at various organizations?

Behavioral

14.How would you handle working in an increasingly remote environment?

Technical

15.What is the purpose of audit documentation?

Technical

16.Have you sat for the CPA exam or are you planning to sit for the CPA exam?

Technical

17.How do you keep up with the latest developments in auditing standards?

Technical

18.What is the difference between fraud and error?

Behavioral

19.How do you mitigate and manage stress?

Technical

20.In an audit, who is primarily responsible for the prevention and detection of fraud?

Technical

21.What is the auditorâ€™s responsibility when planning an audit?

Behavioral

22.What are some of the ways that you can show professionalism when out on an audit assignment?

Behavioral

23.How do you manage your manager? In other words, what steps do you take to make sure you get what you need from your boss and make both your lives easier?

Technical

24.In your opinion, why is it important for organizations to have effective internal controls?

Technical

Senior Auditor Mock Interview

How do you keep up with the latest developments in auditing standards?

25Senior Auditor Interview Questions & Answers

1.Why do you want to be a Senior Auditor?

2.What qualities or skills do you believe a good auditor should possess?

3.As a Senior Auditor, what are some steps you can take to guide new staff when out on client engagements?

4.Why do companies require audits?

5.What are the differences between an audit, a review and a compilation?

6.How do you feel your experience as a Staff Auditor has prepared you for the Senior Auditor role?

7.As external auditors, how can we rely on the work of internal auditors?

8.How would you deliver excellent customer service to clients in your role as Senior Auditor?

9.Explain how the Sarbanes-Oxley Act changed the auditing profession.

10.What would you do if during an audit you found an accounting practice that was suspicious?

11.Are you open to travel with this position?

12.Why do you want to work at ABC Public Accountants?

13.What is your experience with interacting with senior executives at various organizations?

14.How would you handle working in an increasingly remote environment?

15.What is the purpose of audit documentation?

16.Have you sat for the CPA exam or are you planning to sit for the CPA exam?

17.How do you keep up with the latest developments in auditing standards?

18.What is the difference between fraud and error?

19.How do you mitigate and manage stress?

20.In an audit, who is primarily responsible for the prevention and detection of fraud?

21.What is the auditorâ€™s responsibility when planning an audit?

22.What are some of the ways that you can show professionalism when out on an audit assignment?

23.How do you manage your manager? In other words, what steps do you take to make sure you get what you need from your boss and make both your lives easier?

24.In your opinion, why is it important for organizations to have effective internal controls?

25.What are analytical procedures and what are some examples?