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Top 30 Stock Broker Interview Questions
Question 1 of 31
Why are you the best candidate for us?
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Stock Broker Questions and Answers
Question 1 of 31
Why are you the best candidate for us?
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"I know that I am the strongest candidate for you because I graduated top in my class. I have top marks in my MBA program so far and have consistently shown my abilities as a leader. In addition to this, I have a very strong history of sales success in previous positions. I am fluent in Cantonese which will also help me tap into that client base very easily."
Being competitive and confident are big parts of being a successful as a Stock Broker. Show the hiring manager that you able to be just that! What are your star qualities, and why do you think that you will be the best fit?
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Question 2 of 31
What are your short-term career goals?
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"In the next 2 years I aim to have my MBA completed so that I can move up in my career, handling more valuable clients and more in depth financial cases."
If the hiring manager is aware of your short-term career goals, they will better be able to align your goals with the right position within their company. The stronger their understanding of your needs, the better. Be concise in your answer but specific.
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Question 3 of 31
Have you worked in sales before?
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Question 4 of 31
How do you conduct research on companies and markets?
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Question 5 of 31
What qualities do you feel are essential to being a successful stock broker?
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Question 6 of 31
What do you know about our firm?
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Question 7 of 31
Take me through a recent portfolio you have won over.
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Question 8 of 31
Tell me something about yourself that I wouldn't know from reading your resume.
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Question 9 of 31
What are your current responsibilities as a stock broker?
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Question 10 of 31
Give me an example of a time you successfully handled a high pressure situation.
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Question 11 of 31
Where do you predict interest rates going in the next 6 months?
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Question 12 of 31
How do you manage working in a constantly stressful environment?
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Question 13 of 31
Why do you want to work for our Broker Firm?
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Question 14 of 31
Are you comfortable cold calling? Tell me about any cold calling experience that you have.
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Question 15 of 31
Bring your resume to life for me.
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Question 16 of 31
What is your proudest career accomplishment to date?
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Question 17 of 31
Would you buy stock in the market right now?
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Question 18 of 31
Tell me where the DOW closed at yesterday.
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Question 19 of 31
Discuss any experience you have had abroad.
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Question 20 of 31
Our industry has a very high turn over rate. Why do you feel you will be one to make it long-term in this industry?
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Question 21 of 31
What is the most recent business article you have read? What were your thoughts on the story?
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Question 22 of 31
Why do you want to work for our firm in particular? What was it about the job posting that attracted you?
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Question 23 of 31
Would you consider yourself a calculated risk-taker?
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Question 24 of 31
What is your favorite financial market information resource?
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Question 25 of 31
If given this opportunity, how would you build trust with our clients?
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Question 26 of 31
What is the largest portfolio you have managed?
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Question 27 of 31
How would you market yourself? Why is that an important part of being a stock broker?
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Question 28 of 31
What do you enjoy about sales?
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Question 29 of 31
Are you comfortable generating leads? Tell me about your experience doing so.
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Question 30 of 31
How would you describe your sales technique?
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Question 31 of 31
Does money drive you to succeed? What other factors motivate you?
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Top 10 Stock Broker interview questions, as voted by our visitors! Created on March 11th, 2016

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