Menu Menu Previous Interview Question Next Interview Question Search print thumbs-down thumbs-up Check Square bookmark arrow-right MockQuestions.com Logo MockQuestions MockQuestions.com Logo MockQuestions
Job interview preparation
Sign in
Upgrade
Career Interviews
Interview Topics
Company Interviews
Close
What are your current responsibilities as a stock broker?
Advice
Speak to the hiring manager about your current, or most recent role, quickly outlining your primary responsibilities. If the interviewer would like further detail, they will ask you to elaborate.
Answer examples
"My current responsibilities as a stock broker include managing a large portfolio of personal finance clients. I constantly spend time researching the financial markets, consulting our investment analysts and reporting to my clients. I monitor my clients’ investments, and also pitch for new clients."

Practice More Interviews

Behavioral
We all have some behaviors that are typical of us and which sometimes results in ...
Common
There are some questions that employers ask at almost every interview. The questions ...
Communication
Communication skills are essential for any workplace to function efficiently. However, ...
Leadership
If you are interviewing for any type of leadership role; prepare with our leadership ...
Management
Our management questions are designed for any interview for a position that has authority ...
Teamwork
This set of questions aims to ascertain what your idea of teamwork is and whether ...

User-Submitted Answers

What are your current responsibilities as a stock broker?
1.
To improve clientele base for company. To promote company products, that is, stocks and futures. To meet targets of profits and clients set by management.
2.
Initially to onboard new business, clients will have access to our research reports to guide their investment decisions. Then executing trades on behalf of clients and advising on hot stocks and fund allocation.
3.
Fairy trade customers shares, build a trusting long term relationship and be honest.
4.
Trading in the stock market in behalf of the company and the clients.
5.
My responsibilities include analyzing markets and working with our clients to protect and make the best possible decisions with our clients investments.
6.
To generate profit for the company and clients.
7.
Seek business for the firm, analyze potential customers financial position, make recommendations that fit the life-long financial goals of clients. Offer ethical investment advice. Create new accounts for client. Transfer assets. Work hard.
8.
Developing new business through proactive telemarketing at financial controller/ director level. This is a challenging and rewarding role where you will play a vital part in securing and winning new business. Identifying, researching and exploring prospective clients.
9.
Having a good understanding of the current stock market and communicate those ideas effectively and coherently to leads I would gather myself either by cold calling or event gatherings. For large transactions, I would initialize post sales to increase referrals and network with executives to provide invaluable insight on prevailing markets. I believe in the power of networking and so I believe this is a 24hrs job that requires full attention to do anything and everything to increase sales.
10.
To market companies products and sell stocks.
11.
To trade the stock while the time has provide me an opportunity to transact and transfer the securities from different brokerage firm and take all the purchase stock as a venture.
12.
To ensure that my clients get the deal that they want.
13.
Help customers manage their stock.
14.
To manage my clients financial portfolio, whether it be personal clientèle or business clientèle. I will discuss with these clients the correct shares in which they can buy or sell.
15.
Manage my clients' assets.
16.
I think stock broker is a high demand role. You not only are responsible for doing transactions like buy and sell for your clients, but you also need to be up to date in the markets and be ahead of the rest on your research. You also need to build your own client list, get to know their goals, and provide the right stock opportunities to meet them. You need to ensure that your client gets a great return for their money.
17.
I have none at the moment as it is my very first position that I am trying to acquire within your company. Yet, I have a strong background of academic knowledge of financial markets.
18.
I have none at the moment as it is my very first position that I am trying to acquire within your company. Yet, I have a strong background of academic knowledge of financial markets.