Charles Schwab Corporation Interview Questions
Go Back1. When you suffer a setback in your portfolio, how does that emotionally affect you?
2. How do you like to spend your free time?
3. Would you say that you are ahead of your career goals or behind in them? Why?
4. Who is your role model or inspiration?
5. Would you cold call for a year if it meant you had a steady client list afterward?
6. How do you deal with client rejection or objections?
7. Why did you choose wealth management, and what direction would you like to take your career?
8. How would you build a relationship with a client with an aggressive demeanor?
9. At Charles Schwab Corporation, we expect our employees to take ownership of their career. Describe to me your approach to your portfolio.
10. Do you have any reservations about working in a highly commissioned role, where your pay incentives are largely performance driven?
11. Do you prefer to work independently or with partners?
12. Do you have a personal or professional mission statement?
13. How do you stay current on developments and trends in wealth management?
14. How would you explain wealth management and what we do at Charles Schwab Corporation to someone unfamiliar with our company?
15. Do you have any questions about this job or working for Charles Schwab Corporation?
16. How would you explain mutual funds to someone unfamiliar with the concept?
17. How do you show potential clients that you are a trusted source for information on wealth management and other financial topics?
18. Do you have your Certified Financial Planner (CFP) designation? If not, is this something you would like to achieve?
19. Charles Schwab Corporation is client-centric. How do you continually strengthen relationships with your exciting client base?
20. Financial Advisors with Charles Schwab Corporation who are active in their community see more success. Tell me about an organization or group outside of work with which you are involved.
21. Walk me through your education and how it relates to a career in wealth management.
22. What do you believe is the biggest challenge facing the wealth management industry today?
23. How do your emotions influence your decision making?
24. Do you have experience preparing and delivering presentations?
25. How will your skills complement Charles Schwab Corporation, if hired?
26. What skills did you learn in your current role that will help you succeed at Charles Schwab Corporation?
27. Which factors do you believe most impact the growth of the wealth management industry?
28. This role with Charles Schwab Corporation is very independent. How do you prospect for new customers?
29. Analytical skills are critical to success as a Financial Advisor. How are you analytically minded?
30. What are your pay expectations for this role?
31. Which do you feel is of more value and more deserving of respect - working smarter or working harder?
32. How do you assess a client's financial position in an initial client meeting?
33. Tell me about the systems and tools you lean on to do your job.
34. Have you ever broken a non-disclosure, privacy, or confidentiality agreement?
35. As a wealth management professional, have you ever been asked to act unethically? If so, what did you do?